Westfield State College Writer's Guide
Genres in Mathematical Writing
One common difficulty for students who are just beginning to
write, or read, mathematics outside of the typical textbook setting is that they are
unaware of the broad variety of genres of writing in mathematics. In a broadly focused
journal such as the American Mathematical Monthly several genres of written mathematics
appear: research papers, expository articles, book reviews, paper reviews, notes,
solutions to problems, and teaching resources. If you don't expect or understand these
different genres you might mistakenly believe that there are no specific genres governing
writing in mathematics. Nothing could be further from the truth. There are many.
The goal of this section is to help provide you with an idea of the different genres of
mathematical writing. For each of these genres brief overviews of the message, writer,
and audience are given. These descriptions are followed, as appropriate, by comments
about format and structure, advice to writers, examples, citations of other examples, and
journals (or sources) containing further examples.
The following categories represent the major genres in
mathematical writing that are considered as part of the Writing in Mathematics section of
this Writer's Guide:
And, coming soon:
Commentary Papers
Position or Issue Papers
Notes
Pedagogical Issues and Teaching Resources
Lesson Plans
"Mathematics is a linguistic
activity; its ultimate area is preciseness of communication."
William L. Schaff.
Want more quotes? See the Mathematical
and Educational Quotation Server at Westfield State College
Research Papers and Monographs
Return to Genres in Mathematical Writing Index
- Message -
Research Papers are the principle way mathematicians communicate their results and ideas
to the mathematical community. Additionally, they are the singular way in which these
results and ideas are documented and codified. Because deductive reasoning plays the
central role in the validation of mathematical truth, research papers are characterized by
a formal, deductive style. Longer, book length, research papers and edited collections of
research papers are often called research monographs.
- Writer - The
writer of a research paper is most typically a professional mathematician, that is a
person with advanced degrees in mathematics who is typically employed by a college,
university, or industry to pursue research in mathematics as at least part of their job
responsibility. Research papers are also written by student mathematicians in training,
both at the graduate and undergraduate level. Less often research papers are written by
amateur mathematicians.
- Audience - The audience of a given research paper
is generally those people in the mathematical community who specialize in the same area of
the mathematics as the author of the paper. To guide audiences, research papers are
generally classified explicitly by the "Mathematics
Subject Classification System" of Mathematical Reviews and Zentralblatt für
Mathematik which is used universally throughout mathematics.
- Format and
Structure - As noted above, because deductive reasoning plays the central role in the
validation of mathematical truth, research papers are characterized by a formal, deductive
style. The research paper normally begins with a brief abstract outlining the main
results of the paper and often providing a brief context within which to view the results.
The abstract is generally followed by a brief introduction. This introduction often
provides a context for the new results, indicating how they extend, relate to, or
complement other known results; what the applications of the main results might be; or how
the analysis differs from past research in this area. The introduction also can be used
to provide the reader with some indication of the overall structure of the rest of the
paper -- how the results are organized, the flavor of the proofs, etc. After the
introduction the reader is generally reminded of the definitions of the key objects,
concepts, and algorithms that will be utilized in the paper. The paper often closes
either with a summary, a list of natural questions or applications that follow from these
results, or important related questions that remain open in the area under investigation.
As with a research paper in any other field, the paper closes with a list of references
that have been cited in the paper.
The main body of the research paper is almost
universally written in "Theorem-Proof" style. That is, theorems, lemma, and corollaries,
followed by their proofs, are laid out one after another. Definitions that introduce new
objects, concepts, and algorithms are interspersed as needed. Occasionally brief examples
that illustrate or motivate definitions are provided. Yet the vast majority of the body
of a research paper is made up of the precise statement of the paper's theorems, lemmas,
and corollaries, and the respective proofs of these results.
The style of writing
that dominates the research paper is difficult for an inexperienced writer and a novice
reader to get used to. As D. Weidman remarked (in "The Emotional Perils of Mathematics"),
"Mathematical writing doesn't permit any indication of the labor behind the result." The
examples, connections, development, or "bigger picture" that readers come to expect in
more standard forms of writing are missing. These things, that certainly play a critical
role in the author's work, are stripped away in the final product; they are left for the
interested reader to recreate or for the authors of expository or survey articles,
textbooks, of historical treatises to consider. Yet this style serves a critical purpose
well: It thoroughly and definitively documents progress in mathematics.
- Advice
to Writers - The discussion of format and structure above might suggest that the
writing of a research paper is a simple matter once the research has been completed.
Namely, just lay out the definitions, the theorems, and their respective proofs one after
another, and include an appropriate abstract, introduction and conclusion. However, the
organization of a research paper is often much more difficult than it might seem. The
author must decide which order to present the results, what kinds of proofs would be most
informative to the reader (often a result can be proven many different ways), how to break
the results and their proofs into appropriate sized pieces that follow in a logical and
reasonable way, what terms need formal definitions, what level of sophistication the
general reader will bring to the paper, etc.
Several of the References for Writers
provide a detailed discussion of the writing of a research paper, particularly those
authored by Maurer and Krantz. Additionally, books on how to write and do proofs often
contain appropriate advice given the central nature of deductive reasoning in research
papers.
- Example
The Infinitude of the Primes
Julian F. Fleron
Department of Mathematics
Westfield State College
Abstract We prove there are infinitely many primes.
Our proof
is based loosely on the well-known proof of Euclid. [Euc]
A
prime number p is an integer greater than 1 whose only positive integer factors are
1 and p.
Examples: 2, 3, 5, 7 are the first four prime numbers.
Prime
numbers are critical because they form the building blocks of the integers (see e.g.
[Bur1]):
Fundamental Theorem of Arithmetic Every positive integer n > 1 can be
expressed as a product of primes and this representation is unique up to the order of the
factors.
Because the primes are so important a natural question is "how many primes
numbers are there?" In fact, the number of primes was discovered two millennia ago by
Euclid [Euc]:
Theorem There are infinitely many prime numbers.
Proof
We prove this result by contradiction. That is, suppose there were finitely many prime
numbers. We can then label all the primes as follows: p1, p2, ...,
pn, where n represents the number of primes. Form the product of all the
primes and add one, that is, form the number P =
p1p2...pn + 1. Then P is a positive integer greater than
1. By the fundamental theorem of arithmetic P can be expressed as a product of primes.
In particular, this means that some prime number must divide P. However, because
p1 divides p1p2...pn, p1 cannot
divide P. Similarly, none of the other pi can divide P. Because some prime must divide
P, the list p1, p2,... pn cannot be a complete list of
primes. Thus we have the desired contradiction and we conclude that there cannot be
finitely many prime numbers.//
There are many related questions. Numbers of the form
2^n - 1 are called Mersenne numbers, Mersenne primes if the number happens
to be prime. The first three Mersenne primes are 3, 7, 31. Whether there are infinitely
many Mersenne primes remains an open question. [Bur2]
References [Bur1] D. Burton, The History of Mathematics, Allyn
and Bacon, Boston, 1985, pp. 195-6.
[Bur2] D. Burton, The History of Mathematics,
Allyn and Bacon, Boston, 1985, p. 479.
[Euc] Euclid, The Elements of Euclid, Book IX,
Proposition 20.
Citations of Other
Examples - "Modular elliptic curves and Fermat's Last Theorem", Andrew Wiles,
Annals of Mathematics, vol. 141, 1995, pp. 443-551.
- "Sharp Holder estimates for
the solution of dbar on ellipsoids and their complements via order of contact", Julian F.
Fleron, Proceedings of the American Mathematical Society, vol. 124, no. 10, October
1996, pp. 3193-3202.
Journals Containing Further Examples -
American Journal of Mathematics, Proceedings of the American Mathematical Society,
American Mathematical Monthly, Annals of Mathematics.
Expository or Survey Articles
Return to
Genres in Mathematical Writing Index - Message - An expository or survey
article is an article that gives a fairly broad overview of a specific field, topic or
problem. It usually highlights the motivation and development, the major breakthroughs,
the critical results, the major open questions, and the connections and/or applications of
the field, topic or problem in question. While often fairly specific, the goal of an
expository or survey article is to give the audience an appreciation of these issues
without undertaking a detailed study of a textbook, lecture notes, and/or an entire
collection of research papers. Generally expository or survey articles are 5 to 30 pages
in length.
Students are often asked to write (perhaps more limited) expository or
survey articles on a major topic they are studying as a way of helping them attain a
broader, more comprehensive overview of this topic.
- Writer - A professional
mathematician authoring an expository or survey article is faced with the daunting task of
weaving the development, motivation, major breakthroughs, critical results, major open
questions, and connections of field, topic or problem into a coherent whole. This is a
difficult enough task if one is writing an extensive book. Yet the author of an
expository or survey article is forced to do this within the confines of a fairly short
article that must be accessible to a broad, non-expert audience. Hugo Rossi, then editor
of the Notices of the American Mathematical Society noted this difficulty when
introducing expository or survey articles into that journal in 1995, saying:
"It is
extremely hard for mathematicians to do expository writing. It is not in our nature. In
fact, the very nature of mathematical meaning and grammar militates against it. However,
this puts us at a distinct disadvantage relative to other sciences... Good exposition
should be valued, not only for the success in communication but also as evidence of real
mathematical insight. It is no accident that among our greatest mathematicians are our
greatest teachers and expositors." (Notices of the American Mathematical Society,
vol. 42, no. 1, January, 1995).
Student authors of expository or survey articles
should be aware of those same issues that face the professional mathematician but should
not be overwhelmed by them. Students are often assigned survey or expository topics to
help them articulate a unified or holistic view of a given area of study. This is meant
as an educational task, the finished product is not expected to have the same depth,
insight, or sophistication that a professional mathematician might bring to the task.
- Audience - Expository or survey articles are directed to broad,
non-specialized, non-expert audiences. The experts in a given area have little direct use
for expository or survey articles -- they already know and understand these broad themes
in depth. However, it is often of great importance for these experts to share the
results, questions, methods and breakthroughs in their area with others, and expository or
survey articles are how they do this.
There remains a tremendous range in the level
of mathematical sophistication assumed in expository or survey articles. Books like What
is Mathematics? (see below for details), which are written to help laypeople develop an
appreciation for mathematics, often are an entire collection of survey articles united
under a common theme. Papers like "An Introduction to Fractals" (again, see below) are
intended to provide a broad cross-section of mathematicians, engineers, physical and
biological scientists, and others a substantive introduction to a new, but rapidly
emerging field. Still others, like those that have been included in each issue of the
Notices of the American Mathematical Society since January of 1995 (again, see
below) are directed to professional mathematicians. Although they are expository in the
sense described here they remain at a level that only those with significant graduate
training in mathematics can understand.
- Examples - What is Mathematics? by
R. Courant, H. Robbins, and I. Stewart, (other details); "An Introduction to Fractals" by
Jenny Harrison (from Chaos and Fractals: The Mathematics Behind the Computer Graphics
edited by R.L. Devaney and L. Keen, American Mathematics Society, 1989), "An Update on the
Four-Color Theorem by Robin Thomas, Notices of the American Mathematical Society, vol. 45,
no. 7, August 1998; "Fractal Image Compression" by Michael Barnsley, Notices of the
American Mathematical Society, vol. 43, no. 6, June 1996.
- Journals containing
other examples - Notices of the American Mathematical Society, Mathematical
Intelligencer.
Book and Paper Reviews
Return to Genres in Mathematical Writing Index - Message -
As noted in the introduction to this Writing in Mathematics section, over 70,000 research
papers, books, monographs and survey articles are published in mathematics and the
mathematical sciences each year. Without systematic reviews summarizing and critiquing
this work and the critical classification system of the "Mathematics Subject Classification System" of
Mathematical Reviews and Zentralblatt für Mathematik, this volume of written work
would cripple mathematics. (This dilemma even has a name -- Ulam's dilemma. See pp. 20-3
of The Mathematical Experience by Davis and Hirsh for details.)
Reviewing the
significant research literature in mathematics is a remarkable task undertaken by the
American Mathematical Society and published in the journal Mathematical Reviews.
As noted above, Mathematical Reviews publishes some 70,000 reviews each year.
These reviews are generally brief summaries of the main results of the paper under review
and how these results fit into the existing literature.
In addition to the brief
reviews in Mathematical Reviews, almost every journal in mathematics publishes
reviews in several categories, including reviews of: research articles, books, monographs,
expository articles, lecture notes, and computer software for mathematical research or
teaching. Generally these reviews serve both to summarize or outline the content of the
reviewed work and to provide a critique of this work. These reviews range in length from
a few paragraphs to a dozen pages.
- Writer - Almost universally the writer
is from the same area of mathematics that the author of work being reviewed is. That is,
research mathematicians in real analysis (26xx) would write the reviews of research papers
with the subject classification 26A30 - Cantor functions for Mathematical Reviews,
mathematics educators review books on mathematics education for Journal for Research in
Mathematics Education, etc. Notable mathematicians in a given field are generally
asked to review survey or expository books and papers in that field.
- Audience - The audience of a review is generally the same as the writer of the
review as well as the author of the book or paper being reviewed. Only research
mathematicians read Mathematics Reviews for example. The audience for reviews of
survey or expository books and papers is generally broader. For example, books like
Innumeracy: Mathematical Illiteracy and It's Consequences by John Allen Paulos are
reviewed in the New York Times Book Reviews and other mainstream sources.
- Citations of Examples:
- "Book Review: The Bible Code" by Allyn Jackson,
Notices of the American Mathematical Society, vol. 44, no. 8, September 1997.
- "Book Review: The Mystery of
Numbers," by Julian Fleron, MAA OnLine, July 1998.
- Journals
Containing Further Examples - Mathematical Reviews, American Mathematical Monthly,
Mathematics Magazine, College Mathematics Journal, Notices of the American Mathematical
Society, Bulletin of the American Mathematical Society.
Laboratory Reports
Return to Genres in
Mathematical Writing Index - Message - Because experiential,
experimental observations provide the dominant framework within which science progresses,
lab reports that document these laboratory experiences are critical to science courses.
[Links to science pages hereabouts.] While observations, examples, empirical data,
inductive reasoning and inferential reasoning play an important role in the development of
mathematical ideas, conjectures and theories, deductive reasoning utilizing formal proofs
is the dominant methodology. Thus laboratory reports are not broadly utilized in the
world of research mathematics. Nonetheless, they do serve as an increasingly important
vehicle for communication within mathematical classrooms.
Laboratory reports are
becoming widely used in calculus courses, as well as in courses in statistics,
mathematical modeling, and several other areas of mathematics. Unlike the sciences, where
laboratory serve a fairly uniform purpose, laboratory reports in mathematics serve a broad
variety of educational purposes. These purposes include: mathematical modeling,
real-world applications, introduction to proofs, and data collection and analysis.
- Writer - The writer of a mathematical laboratory report is almost always a
student enrolled in a course where laboratories are used for educational purposes in the
learning of mathematics.
- Audience - Because mathematical laboratories are
usually used for educational purposes, the audience of a mathematical laboratory report is
generally the writers themselves, fellow students, and the teacher of the course.
- Format and Structure - As mentioned in the discussion of message of a
laboratory report, laboratory experiences in mathematics serve many different purposes.
Accordingly, laboratory reports in mathematics can have many different formats and
structures. We discuss several here.
- Data Collection and Analysis -
Laboratory experiences involved in data collection and analysis include topics in
statistics, in calculus where one considers approximation of limits or integrals using
Riemann sums, and in numerical or complex analysis where one investigates specific
trajectories arising via Newton's method. A significant portion of the experience is
generally devoted to the actual data collection and the subsequent analysis is generally
inductive or inferential. Hence, such laboratory experiences closely resemble the typical
science laboratory experience. Consequently, the format and structure of a laboratory
report for such an experience should closely resemble the scientific laboratory reports
considered in other sections of this Writers' Guide.
- Introduction to Proofs -
Laboratory experiences can be structured to help introduce students to proofs. For
example, in Calculus I students might be asked to generalize their use of the definition
of the derivative in several specific examples to a general proof of the Sum Rule for
Derivatives. In this case the deductive reasoning is critical and the final laboratory
report should resemble a research paper in mathematics more than it would a typical
scientific laboratory report.
- Real-World Applications - Laboratory
experiences may be structured around the application of a mathematical method to a
real-world situation.
- Mathematical Modeling - Mathematical Modeling is a
critical area of mathematics where one creates a mathematical model of a real-world
situation and then analyzes the mathematical model in the hopes of making appropriate
predictions about the behavior of the situation modeled. Critical phases of mathematical
modeling are: creating a mathematical model of the real-world situation, analyzing the
mathematical model, interpreting the results of the mathematical analysis in the
real-world situation. It is critical to note that both the first and last stage involve
critical elements of the scientific process: defining the problem, collecting data, making
hypotheses, testing hypotheses, etc. As such materials and methods, implications, data,
and other topics critical to a scientific laboratory report should be included in a
laboratory report on mathematical modeling. However, the phase of mathematical modeling
that involves mathematical analysis should generally be deductive. In this stage one
should proceed deductively, either by providing explicit details establishing the validity
of the needed work or providing precise citations that definitively justify the necessary
results. Thus a laboratory report will generally include elements of both a scientific
laboratory report and a research paper in mathematics.
Solutions to Problems
Return to Genres in Mathematical Writing Index - Message -
This is a category that we have all had experience with, yet we often forget its basic
premise: Look how I have solved this problem. Instead of trying to communicate the
solution of a problem as it was attained, ideas mingling with computations, equations
providing graphs, intuition yielding strategies, writers typically provide only a sketchy
outline based on equations and computations. Such an approach yields incomplete,
incoherent, and often mathematically incorrect solutions that are inappropriate.
- Writer - Students of mathematics are the preeminent authors of solutions to
problems. The solutions teachers present at the board in a classroom setting generally
more like outlines of solutions than what would expect for a written solution to a
problem. Teachers and textbook authors often write solution guides for students, and
although they differ dramatically in quality, they can give you an idea how to write
solutions to problems. Mathematicians, professional and amateur, join the many students
who submit solutions to problems that are posed in mathematical journals like The
American Mathematical Monthly, although these solutions resemble research papers in
miniature more than they resemble a problem solution that a typical student of mathematics
would recognize.
- Audience - In order or importance, the audience of written
solutions to problems of the type that are encountered in a mathematics classroom is: the
writer themself, a teacher, and fellow students. A critical student misconception is that
the teacher is the primary audience for all written solutions to problem and that
because the teacher "knows what I mean" it is sufficient to simply supply a few equations
and/or calculations. In fact, this provides neither a clear, complete, nor appropriate
solution to the problem.
In the setting of a test, the entire point of assessment is
for the student to demonstrate their understanding and knowledge. In most cases students'
understanding of a mathematical idea, method, or strategy is shrouded by their inability
to express themselves coherently and it is inappropriate to assume "the teacher knew what
I meant."
When solutions to problems are part of a typical "homework assignment" the
assumption is also that the teacher or teaching assistant is the primary audience. Again,
this is resoundingly false. The writer is the primary audience. The teacher or teaching
assistant grades homework only i) as a stick to insure that you are keeping up with the
work, and ii) to provide you feedback so you can improve your solution of problems on
tests and exams. So why would a student write solutions for themselves? There are
several critical reasons: - As noted throughout this writing guide, writing in
mathematics and science is a powerful learning tool. Writing a coherent, complete, and
mathematically correct solution to a given problem forces the author to synthesize, or
bring together, all aspects of the problem and the proposed solution into a unified whole.
This is a critical step in the learning process.
- Writing solutions to problems
documents your work.
- Your solutions to problems are a critically important tool when
solving subsequent problems, when reviewing subject areas, and when studying for tests and
exams. The skeletal computations and calculations that, inappropriately, make up most
students' solutions are of no use if only they have been dutifully recorded. For they
rarely provide enough of a clue how to solve a problem so the student can review the given
problem without solving the problem all over again from scratch.
- Format
and Structure - In general written solutions to problems should be reflective of the
authors successful solution of the problem. They should contain the overall strategy for
the solution and all of the relevant details. The completeness and coherence of the
solution that existed in your mind and on your scratch paper when you finally became
convinced you had correctly solved the problem should be clearly apparent from your
written solution. While it is possible to provide too many details, it is generally the
case that the students who provide too many details are outnumbered by a factor of 100 to
1 by those students that do not provide sufficient details or a coherent indication of
their solution strategy. Until your teacher or fellow students begin to complain, more is
better.
- Advice to Writers - Written solutions to problems are not the
jumbled mix of formulas, calculations, and dead-ends that you investigate while trying to
solve a problem. You should not expect to be able to work out problems on the same paper
that you will turn your written solutions in on unless you write in pencil and have a
really big eraser. Work on scrap paper while you are trying to solve a given problem, and
once you have found a solution synthesize, or bring together, your strategy and all the
relevant details into one complete, coherent solution.
The following checklist should be helpful when writing up solutions to problems:
- Does my solution
solve the question or problem as it was stated?
- Is my solution written in complete
sentences, mathematical sentences as well as English sentences?
- Does my solution
demonstrate a clear understanding of both the problem at hand and the solution being
presented?
- Have I given adequate justification in support of my solution to the
problem?
- Does my solution provide a precise, coherent, and well organized solution
that would be intelligible to somebody who might not know the exact details of the problem
at hand?
- Have I checked the mathematical correctness of my solution against the
answers in the back of the book, another student's answers, or with the teacher?
- Are
all quantities and referents, including both mathematical quantities and pronouns
referring to objects, clearly and unambiguously identified?
- Is the solution clearly
labeled so it is evident what problem it solves?
- Examples - Several
examples from a variety of courses are given here.
- Sources containing other examples - Student solution guides which provide
solutions to some of a textbook's problems are available for many mathematics texts.
Check with the bookstore or your teacher for availability. Schaum's Outline Series has an
extensive series in mathematics. These books outline a given area of mathematics, provide
hundreds of worked out problems, and provide hundreds of supplementary problems. Their
mathematics series includes over 30 books, including: basic mathematics, beginning
calculus, calculus, differential equations, linear algebra, trigonometry, geometry,
matricies, real variables [i.e. real analysis], complex variables [i.e. complex analysis],
and probability and statistics.
Contents
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